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Transfer of business by SEBI registered intermediaries to other legal entity

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Full Text of the Document

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....dit Rating Agencies All Bankers to an issue Dear Sir / Madam, Sub: Transfer of business by SEBI registered intermediaries to other legal entity SEBI has been receiving registration applications pursuant to transfer of business (SEBI regulated business activity) from one legal entity which is a SEBI registered Intermediary (transferor) to other legal entity (transferee). In this regard, followi....

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Full Text of the Document

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....al and fresh registration shall be obtained. While granting fresh registration to same legal entity pursuant to change in control, same registration number shall be retained. 3. If the transferor ceases to exist, its certificate of registration shall be surrendered. 4. In case of complete transfer of business by transferor, it shall surrender its certificate of registration. 5. In case of pa....

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