Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015
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....ns effecting the inclusion of member of the promoter group, and designated person in place of employee, in Regulation 7 of PIT Regulations; and on the basis of feedback received from market participants and stock exchanges, the relevant disclosure formats (Forms B to D) have been suitably revised. 3. The updated/revised formats are annexed to this circular. The other conditions stipulated in the aforesaid circulars shall remain unchanged. 4. The Stock Exchanges are advised to bring the provisions of this circular to the notice of all listed companies and also disseminate the same on their websites. 5. This circular is issued in exercise of the powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1....
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.... Convertible Debentures, Rights entitlements, etc.) No. 1 2 3 4 5 6 Note: "Securities" shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015. Details of Open Interest (OI) in derivatives on the securities of the company held on appointment of KMP or Director or upon becoming a Promoter or member of the promoter group of a listed company and immediate relatives of such persons and by other such persons as mentioned in Regulation 6(2). Open Interest of the Future contracts held at the time of appointment of Director/KMP or upon becoming Promoter/member of the promoter group Open Interest of the Option Contracts held at the ti....
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....ties held Securities acquired/Disposed prior acquisition of to shares/ Securities held Date of allotment Date of Mode of Exchange post acquisition/ advice/ disposal intimation acquisition on which /disposal the trade company (on market/ was disposal of shares, specify public/ executed of No. Value Transac Type Director es (For share tion Type of No. securities and % (For eg. of From To rights/ preferential offer/ off market/ s/immediate eg. holding- relative - Shares Shares, to/others Warrants, Warrants, etc.) Convert ible Debentu Convertib (Purcha Shares, shareh se/sale Warrants, olding Pledge/Converti Revocat bl....
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....l be calculated based on Premium plus strike price of options. Name & Signature: Designation: Date: Place: Page 4 of 6 GB à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India FORM D (Indicative format) SEBI (Prohibition of Insider Trading) Regulations, 2015 Regulation 7(3) - Transactions by Other connected persons as identified by the company Details of trading in securities by other connected persons as identified by the company Name, PAN, Connect Securities held prior to Securities CIN/DIN, ion with acquisition/disposal & address comp....
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