Relaxation in timelines for compliance with regulatory requirements

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.... Depositories 3. Trading members / Clearing Members through Stock Exchanges / Clearing Corporations (including those in International Financial Services Centres) 4. Depository Participants through Depositories 5. KYC Registration Agency Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising d....

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....dated July 29, 2020 and SEBI/HO/MIRSD/DOP/CIR/P/2020/191 dated October 01, 2020, timelines / period of exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from the Stock Exchanges, it has been decided to extend the timelines for compliance with the following regulatory requirements by th....

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.... / Period of exclusion I Submission of half yearly Internal Audit Report by DPs for the half year ended on September 30, 2020. December 31, 2020. II KYC application form and supporting documents of the clients to be uploaded on system of KRA within 10 working days. Period of exclusion shall be from March 23, 2020 till December 31, 2020.   A 15-day time period after ....