Relaxation in timelines for compliance with regulatory requirements
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..../ Clearing Members through Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 3. KYC Registration Agency Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exc....
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....nd the timelines for compliance with the regulatory requirements by the trading members / clearing members, mentioned in the SEBI circulars, as under: Compliance requirements for which timelines were extended vide SEBI circular SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020. S. No. for which timeline is extended Extended timeline / Period of exclusion Maintaining call recordings ....
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....December 31, 2020 3. Stock Exchanges / Clearing Corporations are directed to bring the provisions of this circular to the notice of their members and also disseminate the same on their websites. All other conditions specified in the aforementioned circulars shall continue to remain applicable till the period of relaxation. 4. This circular is issued in exercise of powers conferred under Sect....
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