Relaxation in timelines for compliance with regulatory requirements
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.... 3. Trading members / Clearing Members through Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 4. Depository Participants through Depositories 5. Registrars to an Issue & Share Transfer Agents (RTA) Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due ....
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....o. SEBI/HO/MIRSD/DOP/CIR/P/2020/62 dated April 16, 2020. S. No. in circular for which timeline is extended further Extended timeline / Period of exclusion Processing of the demat request form by Issuer / RTA. I Period of exclusion shall be from March 23, 2020 till July 31, 2020. A 15-day time period after July 31, 2020 is allowed to Depository / DPs, to clear the back log. Jul....
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....0. In view of the representation received from the Stock Exchanges, the timeline for Reporting of Artificial Intelligence and Machine Learning by Trading Members (TM) / Clearing Members (CM) is extended till July 31, 2020 for the quarter ending on June 30, 2020. 4. All other conditions specified in the aforementioned circulars shall continue to remain applicable. 5. Stock Exchanges, Clearing....
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