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Declaration for Eligible Fund Managers [Chapter III]

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....of the eligible investment fund or a connected person of the fund); (b) We are compliant with sub section 4(c) of section 9A of Income-tax Act, 1961 (We are acting in the ordinary course of our business as a portfolio manager); (c) We are compliant with sub section 4(d) of section 9A of Income-tax Act, 1961 (We along with our connected persons shall not be entitled, directly or indirectly, to more than twenty per cent of the profits accruing or arising to the eligible investment fund from the transactions carried out by the fund through us); and (d) We shall comply with any other requirements as may be specified by the Government and/or any regulatory body from time to time. For and on behalf of (Name of App....

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....p;                        __________________ Name in Block Letters                                                                                    Name in Block Letters Place:        &nb....

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....nated partners, as the case may be) We hereby declare that we are applying to SEBI for being registered as a portfolio manager. We intend to provide our services to eligible investment funds. In this regards, we declare that: (a) We are compliant with sub section 4(a) of section 9A of Income-tax Act, 1961 (We are not an employee of the eligible investment fund or a connected person of the fund); (b) We are compliant with sub section 4(c) of section 9A of Income-tax Act, 1961 (We are acting in the ordinary course of our business as portfolio manager); (c) We are compliant with sub section 4(d) of section 9A of Income-tax Act, 1961 (We along with our connected persons shall not be entitled, directly or indirectly, t....

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....bsp;                                       __________________ Director 1/ Designated Partner 1                                                               Director 2/ Designated Partner 2 ___________________       &nb....