TaxTMI 
TaxTMI 
Framework for listing of Commercial Paper
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....ew of the above, a disclosure framework applicable for listing of CPs was discussed in the meeting of Corporate Bonds & Securitization Advisory Committee (CoBoSAC), chaired by Shri H. R. Khan. 3. Based on recommendations of CoBoSAC, for listing of CPs, issuers and stock exchanges shall comply at the time of listing and on a continuous basis with the following; a. An issuer who desires to list its CP shall forward an application for listing along with the disclosures specified in Annexure I to the concerned stock exchange(s). b. On approval of the listing application by the concerned stock exchange(s), the disclosures so provided along with the application for listing, shall be made available on the website of the concer....
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....of the directors: Name, designation and DIN Age Address Director since List of other directorships 1.3. Details of change in directors in last three financial years including any change in the current year: Name, designation and DIN Date of appointment/ resignation Date of cessation (in case of resignation) Remarks(viz. reasons for change etc) 1.4. List of top 10 holders of equity shares of the company as on date or the latest quarter end: S.no Name and category of shareholder Total no. of equity shares No of shares in demat form Total shareholding as % of total no. of equity shares 1.5. Deta....
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....al regulatory proceedings against the Issuer/promoters, tax litigations resulting in material liabilities, corporate restructuring event which may affect the issue or the investor's decision to invest / continue to invest in the CP. 3. Details of borrowings of the company, as on the latest quarter end: 3.1. Details of debt securities and CPs: Series ISIN Tenor/ Period of maturity Coupon Amount issued Date of allotment Redemption date/ Schedule Credit rating Secured/ Unsecured Security Other Details viz. Details of IPA, Details of CRA 3.2. Details of secured/ unsecured loan facilities/ bank f....
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.... of instrument, amount, guarantor company (ii) Copy of the executed guarantee (iii) Net worth of the guarantor company (iv) Names of companies to which guarantor has issued similar guarantee (v) Extent of the guarantee offered by the guarantor company (vi) Conditions under which the guarantee will be invoked 5. Financial Information: 5.1. Audited / Limited review half yearly consolidated (wherever available) and standalone financial information (Profit & Loss statement, Balance Sheet and Cash Flow statement) along with auditor qualifications, if any, for last three years along with latest available financial results. In case an issuer is required to prepare financial results for the purp....
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....d others. Annexure II Continuous obligations and disclosure requirements for listed CPs: 1. Financial results: 1.1. Issuers who have listed their specified securities and are required to comply with provisions of Chapter IV of SEBI LODR Regulations and also have outstanding listed CPs shall prepare and submit financial results in terms of Regulation 33 of SEBI LODR Regulations and additional line items as required under Regulation 52(4) of SEBI LODR Regulations. 1.2. Issuers who have listed NCD's, NCRPS or both and are required to comply with provisions of Chapter V of SEBI LODR Regulations and also have outstanding listed CPs or who only have outstanding listed CPs shall prepare and submit financial results in terms of Regul....