TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2019
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....tion, 2019 No. SEBI/LAD-NRO/GN/2019/34.-In exercise of the powers conferred under Section 30 read with Section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999, namely: - 1. These regulations may be called the Securities and E....
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....wing shall be inserted, namely, - "(h) The client shall provide explicit consent to the credit rating agency to obtain the details related to their existing and/or future borrowing of any nature, its repayment and delay or default, if any, of any nature, in servicing of the borrowing, either from the lender or any other statutory/non-statutory organization maintaining any such information....
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....e Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) (Regulations), 2001 vide S.O. No. 476 (E). (c) September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide No. S.O. No.1045 (E). (d) February 19, 2003 by Securities and Exchange Board of Indi....
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....mendment) Regulations, 2010 vide Notification No. LAD-NRO/GN/2009-2010/30/199044. (j) April 13, 2011 by the Securities and Exchange Board of India (Change in Conditions of Registration of Certain Intermediaries) (Amendment) Regulations, 2011 vide Notification No. LAD/ NRO/ GN/ 2011- 12/03/12650. (k) July 5, 2011 by the Securities and Exchange Board of India (Credit Rating Agencie....