Service Fees and change in enquiry proceedings

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....nbsp; We are enclosing a copy of the gazette notification dated September 9, 2002 pertaining to SEBI (Mutual Funds) (Fourth Amendment) Regulations, 2002 for your information and implementation. 2)    Please note that SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations 2002 have been notified on September 27, 2002 and are available on SEBI webs....

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....e regulations may be called the Securities and Exchange Board of India (Mutual Funds) Fourth Amendment Regulations, 2002. (ii) They shall come into force on the date of their publication in the official gazette. 2. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, (i)    in Second Schedule, in clause I, for para C following para shall be substi....

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....ons, 1999 published in the Gazette of India on 08th December, 1999, shall be renumbered as '7' and '8', respectively. 3.    In the Securities and Exchange Board Of India (Mutual Funds) (Amendment) Regulations, 2002 published in Gazette of India on 20th February , 2002 vide S.O. No. 219 (E), the following footnote shall be appended :- " Footnote: The principa....

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....unds) (Amendment) Regulations, 2001 vide S.O no. 69 (E). (g) May 29, 2001 by SEBI (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O no. 476 (E). (h) July 23, 2001 by SEBI (Mutual Funds) (Second Amendment) Regulations, 2001 vide S.O. no. 698 (E)." [F. No. SEBI/LGL/ 16974 /2002] G.N. BAJPAI CHAIRMAN SECURITIES AND EXCHANGE BOARD OF INDIA   Foot....