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SEBI Registration Number of Brokers / Sub-brokers to be quoted on all correspondences with SEBI

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Full Text of the Document

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....EBI Registration Number of Brokers / Sub-brokers to be quoted on all correspondences with SEBI It has been observed that many Brokers / Sub-brokers do not quote the SEBI Registration Number in their correspondences with SEBI. The Exchanges also forward the correspondences of the Brokers / Sub-brokers or correspond on behalf of Brokers / Sub-brokers without quoting the SEBI Registration Number o....