TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000.
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....nt) Regulations, 2000. (2) They shall come into force on the day ** of their publication in the Official Gazette. II. (1) In Schedule 1, for Form A, the following new Form A shall be substituted, namely :- "SCHEDULE I FORM A SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) REGULATIONS, 1993 [REGULATION 3] APPLICATION FOR REGISTRATION AS DEBENTURE TRUSTEE NAME OF APPLICANT AND ITS STATUS (For Status See Regulation 7) NAME AND DESIGNATION OF PRINCIPAL OFFICER DESIGNATION : TELEPHONE NO. EMAIL : INSTRUCTION :- 1. Applicants must submit a completed application form together with supporting documents to the Securities and Exchange Board of India. 3. Information which needs to be su....
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....re : 2.1 Objects of the organisation of the applicant. (Attach extracts from relevant documents like, Charter/Memorandum of Association/Articles of Association etc.) in support of objects of the organisation. 2.2 Date and Place of incorporation/Establishment of the organisation of the applicant. Day Month Year Place 2.3 Organisation chart stating the functional responsibilities at various levels. 2.4 Particulars of all directors. [Name, qualification, experience, date of appointment, other directorship, (Name & date of appointment), previous positions held.] 2.5 Number of employees (mention separately the employees in the debenture trusteeship activity). 2.6 Name and activities of associate companies/conc....
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....those concerned with the securities market) in the last three years, if any. 6.4 Any significant awards or recognition, collective grievances against the services rendered by the applicant. 6.5 Any other information considered relevant to the nature of services rendered by the applicant. Part - II 7. Business Information 7.1 Describe proposed activity. 7.2 Details of Key Legal Personnel : a. Name of the Person b. Responsibility c. Experience 7.3 Existing/proposed facilities for redressal of investor grievances. (Furnish number and type of complaints received, follow-up with the Companies, average time taken in resolving the complaints and overall system of handling complaints,). 7.4 Details of any personn....
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....tration is being considered and if my/our registration is accepted, thereafter. I/We understand that misleading or attempting to mislead the Board shall render the applicant liable to disciplinary proceedings. I/We certify that the above information and information supplied in the application form is true, complete and correct. "We hereby declare and undertake that (a) the applicant company, its directors or Principal Officers is/or has not at any time been convicted for any offence involving moral turpitude or been found guilty of any economic offence (including those concerned with the securities market), (b) no person directly or indirectly connected with the applicant has applied or been granted registration b....
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....d with SEBI under any Regulations, and if so the following details are to be furnished; Name of the company/ concern SEBI Regn. No. Any warning given/penal action taken/ investigation/enquiry initiated/pending 5. Whether any investigation/enquiry has been initiated/is pending against the applicant. 6. Whether the applicant has submitted all the quarterly reports. 7. Any warning given/penal action taken against the applicant. 8. Whether the applicant has paid the fees due to SEBI in the last 3 years. Give details of payment. 9. Details of public/rights issue for which the applicant acted as Trustees in the last 3 years. 10. In case of any defaults, specifically state the action the applicant has taken to protect th....