Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000.

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....) They shall come into force on the day ** of their publication in the Official Gazette. II. (1) In Schedule 1, for Form A, the following new Form A shall be substituted, namely :- "SCHEDULE I FORM A SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) REGULATIONS, 1993 [REGULATION 3] APPLICATION FOR REGISTRATION AS DEBENTURE TRUSTEE NAME OF APPLICANT AND ITS STATUS (For Status See Regulation 7) NAME AND DESIGNATION OF PRINCIPAL OFFICER DESIGNATION : TELEPHONE NO. EMAIL : INSTRUCTION :- 1. Applicants must submit a completed application form together with supporting documents to the Securities and Exchange Board of India. 3. Information which needs to be supplied in more details may be written on separate sheets which....

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....ssociation etc.) in support of objects of the organisation. 2.2 Date and Place of incorporation/Establishment of the organisation of the applicant. Day Month Year Place 2.3 Organisation chart stating the functional responsibilities at various levels. 2.4 Particulars of all directors. [Name, qualification, experience, date of appointment, other directorship, (Name & date of appointment), previous positions held.] 2.5 Number of employees (mention separately the employees in the debenture trusteeship activity). 2.6 Name and activities of associate companies/concerns. Name/Address/Phone Nos/Type of activity/Ownership details/Nature and Quantum of financial trading. 2.7 List of major shareholders (holding 5% or more voting rights) an....

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....services rendered by the applicant. Part - II 7. Business Information 7.1 Describe proposed activity. 7.2 Details of Key Legal Personnel : a. Name of the Person b. Responsibility c. Experience 7.3 Existing/proposed facilities for redressal of investor grievances. (Furnish number and type of complaints received, follow-up with the Companies, average time taken in resolving the complaints and overall system of handling complaints,). 7.4 Details of any personnel experience in the activity of debenture trusteeship. 8. Experience 8.1 Experience as debenture trustee (Name of the body corporate, on whose behalf the applicant has acted as debenture trustee, particulars of debenture issue, size of debenture issue, when trust deed is sig....

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....is true, complete and correct. "We hereby declare and undertake that (a) the applicant company, its directors or Principal Officers is/or has not at any time been convicted for any offence involving moral turpitude or been found guilty of any economic offence (including those concerned with the securities market), (b) no person directly or indirectly connected with the applicant has applied or been granted registration by the Securities and Exchange Board of India to act as Debenture Trustee." For and on behalf of ........................................ .......................................... Name of Applicant Name of Applicant Place : Place : Date : Date : ADDITIONAL INFORMATION SHEET : (in case of application for renewal of....