SEBI (Central Database of Market Participants) Regulations, 2003

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....al Database of Market Participants) Regulations, 2003 were notified on November 20, 2003 and subsequently amended vide SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004 notified on July 21, 2004. 2. Pursuant to clause (g-) of sub regulation (1) of Regulation 2 of the captioned Regulations, SEBI has appointed the National Securities Depositories Limited (NSDL), as the Designated Service Provider for the purpose of the said Regulations. 3. Further, under Regulation 2 (1) (v) read with Regulation 6 of the captioned Regulations, SEBI is empowered to notify 'specified investors'. SEBI vide notification dated July 30, 2004 has already notified certain categories of investors as specified investors. 4. In contin....

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....nd Regulation 20 which specifies the action for false information. 7. Please note that with effect from April 1, 2005, according to the provisions of 7.1. sub-regulation (1) of regulation (6) of the captioned regulations, no specified investor not being a body corporate shall buy, sell or deal in any securities which are listed on any recognized stock exchange or in units of a mutual fund or a collective investment scheme or subscribe to securities which are proposed to be listed in any recognized stock exchange or units of a mutual fund or a collective investment scheme unless such specified investor has been allotted a UIN by March 31, 2005. 7.2. sub-regulation (3) of regulation 6 of the captioned regulations, no specified invest....

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....port for the month of October 2004. 12.The mutual funds are advised to, 12.1.report the status of compliance to the provisions of this circular to SEBI in all the Compliance Test Reports as well as the Half Yearly Trustee Reports. 12.2.bring the provisions of this circular to the notice of the investors of the mutual fund and also to disseminate the same on the website. 13.This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, to protect the interest of investors in securities and to promote the development of, and to regulate the securities market. Yours faithfully, V S SUNDARESAN   ANNEXURE Details of Point of Service Ah....