TaxTMI 
TaxTMI 
Securities And Exchange Board Of India (Foreign Institutional Investors) (Second Amendment) Regulations, 2006.
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....ated outside India as pension fund, mutual fund, investment trust, insurance company or reinsurance company;" (b) after sub-clause (i), the following sub-clause shall be inserted, namely : "(ia) an International or Multilateral Organisation or an agency thereof or a Foreign Governmental Agency or a Foreign Central Bank;" (c) sub-clause (ii) shall be substituted with the following, namely: "(ii) an asset management company, investment manager or advisor, nominee company, bank or institutional portfolio manager, established or incorporated outside India and proposing to make investments in India on behalf of broad-based funds and its proprietary funds, if any;" (ii) in regulation 12, for sub-regulation (3), the following sub-regulation shall be substituted, namely : "(3) An application for registration as sub-account shall be made in Form AA." (iii) in regulation 13, in sub-regulation (1)- (a) clause (e) shall be substituted with the following, namely : (e) the applicant and the Foreign Institutional Investor through whom the application for registration is made, have submitted joint undertakings as required by Form AA of the First Schedul....
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....p; International or Multilateral organization Nominee company Any other, in the nature of fund, please specify 2.1.2 Name of the investment manager/advisor of the fund : 2.2 If the applicant is not a fund : Asset Management Company Institutional Portfolio Manager Investment Manager/Advisor Trustee Power of attorney holder Any other, please specify 2.3 Details of the broad-based funds on whose behalf the applicant proposes to invest in Indian Securities markets : Name of the fund/s Category (e.g. Mutual ....
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....ered as SEBI Registration No. Period of registration From To dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy (Please attach separate sheet in the same format, if the space provided here is not sufficient) 6. Undertaking and declarations Declaration : We hereby declare that the applicant has not incurred any of the disqualifications mentioned in regulation 3(2) of the SEBI (Criteria for Fit and Proper Person) Regulations, 2004. Undertaking : 1. We hereby agree and declare that the information supplied in the application, including the attachment sheets, is complete and true. 2. We further undertake that we will immediately notify the Securities and Exchange Board of India and the Reserve Bank of India of any change in the information provided in the application. 3. We further undertake that we shall comply with the provisions of the Act, and regulations issued thereunder and all other relevant laws including guidelines issued by the Rese....
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....p; Any other, please specify 2.2 Please declare that the applicant is : A broad-based fund Proprietary fund of the FII 2.3 If the applicant is "proprietary fund" of the FII, whether application is made for multi-managed structure Yes No Not applicable Part-II (For the applicants under the category "foreign corporate" and "foreign individual") 1. Details of the applicant 1.1 Name of the applicant : 1.2 Citizenship of the applicant : 1.3 Present address of the individual/registered address of the foreign corporate : Address Country Postal Code Telephone No. Fax No. Web-site, if any E-mail address , if any 1.4 Constitution of the applicant (in case of "foreign corporate") : 2. Business/occupation of the applicant Brief description of the business/job of the ....
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....vestor through whom an application for registration of sub-account is made is authorized to invest on behalf of the sub-account; (ii) the income of the applicant is from known and legitimate sources; (iii) the applicant is not a non-resident Indian or an overseas body corporate. 2. We hereby agree and declare that the information provided and the undertakings given above are complete and true. 3. And we further undertake that we will immediately notify the Securities and Exchange Board of India and the Reserve Bank of India of any change in the information provided. For and on behalf of (Name of the applicant) Signature Name of signatory Position Date dd/mm/yyyy For and on behalf of Name of the FII Regn. No. Signature Name of signatory Position Date dd/mm/yyyy Note : 1. Securities and Exchange Board of India (SEBI) and Reserve Bank of India (RBI) reserve the right to call for any further information from the applicant regarding his application. 2. Applications along with necessary documents should be submitted....