TaxTMI 
TaxTMI 
Securities And Exchange Board Of India (Foreign Institutional Investors) (Second Amendment) Regulations, 2006.
X X X X Extracts X X X X
X X X X Extracts X X X X
....nd, investment trust, insurance company or reinsurance company;" (b) after sub-clause (i), the following sub-clause shall be inserted, namely : "(ia) an International or Multilateral Organisation or an agency thereof or a Foreign Governmental Agency or a Foreign Central Bank;" (c) sub-clause (ii) shall be substituted with the following, namely: "(ii) an asset management company, investment manager or advisor, nominee company, bank or institutional portfolio manager, established or incorporated outside India and proposing to make investments in India on behalf of broad-based funds and its proprietary funds, if any;" (ii) in regulation 12, for sub-regulation (3), the following sub-regulation shall be substituted, namely : "(3) An application for registration as sub-account shall be made in Form AA." (iii) in regulation 13, in sub-regulation (1)- (a) clause (e) shall be substituted with the following, namely : (e) the applicant and the Foreign Institutional Investor through whom the application for registration is made, have submitted joint undertakings as required by Form AA of the First Schedule;" (b) clause (ee) shall be omitted; (iv) in the First Schedule, for Form A....
X X X X Extracts X X X X
X X X X Extracts X X X X
....stance of violation or non-adherence to the securities laws, code of ethics/conduct, code of business rules, for which the applicant, or its parent/holding company or affiliate may have been subjected to economic or criminal liability or suspended from carrying out its operations or the registration, has been revoked, temporarily or permanently. Yes No If yes, then please provide details : 4. Details of domestic custodian and designated bank appointed 4.1 Details of the domestic custodian Name Address Postal Code Country UIN 4.2 Details of designated bank : Name Address Postal Code Country 5. Details of association with the Indian securities market 5.1 Whether the applicant or its associate/s or group company/s, having office in India, have ever been registered with "SECURITIES AND EXCHANGE BOARD OF INDIA" Yes No If yes, then please provide details : Name of the entity Registered as SEBI Registration No. Period of registration From To dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy dd/mm/yyyy (Please attach separate sheet in the same format, if the space provided here is not sufficient) 6. Undertaking and declarations....
X X X X Extracts X X X X
X X X X Extracts X X X X
....rporation/establishment dd/mm/yyy 1.3 Legal form of the applicant and the law under which it is incorporated, established of registered, if any : 1.4 Place of incorporation/establishment: 2. Category of the applicant 2.1 Please tick whether the applicant is : Pension Fund Mutual Fund Investment Trust Proprietary fund of the FII Any other, please specify 2.2 Please declare that the applicant is : A broad-based fund Proprietary fund of the FII 2.3 If the applicant is "proprietary fund" of the FII, whether application is made for multi-managed structure Yes No Not applicable Part-II (For the applicants under the category "foreign corporate" and "foreign individual") 1. Details of the applicant 1.1 Name of the applicant : 1.2 Citizenship of the applicant : 1.3 Present address of the individual/registered address of the foreign corporate : Address Country Postal Code Telephone No. Fax No. Web-site, if any E-mail address , if any 1.4 Constitution of the applicant (in case of "foreign corporate") : 2. Business/occupation of the applicant Brief description of the business/job of the applicant : Part-III (For all the applicants) 3. Details of taxation au....
X X X X Extracts X X X X
X X X X Extracts X X X X
.... Exchange Board of India and the Reserve Bank of India of any change in the information provided. For and on behalf of (Name of the applicant) Signature Name of signatory Position Date dd/mm/yyyy For and on behalf of Name of the FII Regn. No. Signature Name of signatory Position Date dd/mm/yyyy Note : 1. Securities and Exchange Board of India (SEBI) and Reserve Bank of India (RBI) reserve the right to call for any further information from the applicant regarding his application. 2. Applications along with necessary documents should be submitted at "Securities and Exchange Board of India, Mittal Court 'B' Wing, 1st Floor, Nariman Point, Mumbai-400 021, India." [F.No. SEBI/LAD/DOP/2108/2006 M. DAMODARAN, Chairman Footnotes: 1. The Securities and Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 was published in the Gazette of India on November 14, 1995 vide S.O. No. 918 (E). 2. The Securities and Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 was subsequently amended - a. on October 9, 1996 by the Securities and Exchange Board of India (Foreign Institutional Investors) (Amendment) Regulations, 1996 vide S.....