Implementation of the SEBI (Stock Brokers and Sub brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement

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.... May 12, 2005 The Executive Directors / Managing Directors / Administrators of All Stock Exchanges Dear Sir / Madam, Sub: Implementation of the SEBI (Stock Brokers and Sub brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement. 1.   Please refer to Circular No. SEBI/MRD/DOPS/CIR-09/2005 dated March 31, 2005 wherein it was directed that the requirem....

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.... existing systems of the subsidiaries for implementation and compliance with the said regulations, it has also been decided to allow the said subsidiaries of stock exchanges and their sub brokers, to comply with the said regulations from 01.06.2005. 3.   The undersigned has been authorized to direct the exchanges to bring the provisions of this circular to the notice of the member bro....