AI Drafter 
TaxTMI 
TaxTMI 
POST ISSUE MONITORING REPORTS
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....erved Category Amount reserved (Rs lakhs) Firm basis Competitive basis Mutual funds FIS / Banks FIIs NRIs / OCBs Employees Others (Please specify) (b)(ii) Net public offer : 7(a). Provisional Subscription Details of Net Public offer (including unsubscribed portion of reserved categories i) Total amount to be collected on application : Rs lakhs ii) Amount collected on application : Rs lakhs iii) % subscribed i.e. % of (ii) to (i) : (%) 7(b). Amount subscribed by the reserved categories on competitive basis : Rs. lakhs 8) Please tick mark whether 90% minimum subscription of the amount through offer document is collected. (i) YES (ii) NO Signed by ... Registrars to the Issue Signed by ... Company Signed by .....
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....ful allottees : 11. Actual Date(s) of completion of despatch of : (a) Refund Orders : (b) Cancelled stock invests : (c) Certificates/Allotment Letters : (d) Certificate/allotment letter against application by stock Invest : (e) Reasons for delay in despatch, if any : (f) Whether interest paid for delayed period, if so, for which period : 12. If there is a reservation for NRIs, date(s) of completion of despatch of : (a) Refund Orders : (b) ^9(Deleted) : (c) Certificate/Allotment Letters : (d) Reasons for delay in despatch, if any : (e) Whether interest paid for delayed period : (f) Date of submission of application to the RBI for approval for despatch of share certificates : (g) Date of approval received from RBI : 13. Amount of refund due : Rs. 14. Refund Banker(s) (Name and Address) : 15. Date of transfer of refund amount to Refund Banker, if any : 16. Date of completion of despatch of refund orders/ ^10(Deleted) : 17....
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.... ISSUE LEAD MERCHANT BANKER) 1. Name of the Company : 2. Issue Opening date : 3. Actual closing date : 4. Date of filing letter of offer with the Stock Exchange : 5. Issue Details (as per the letter of offer) : 5.1 Basis of offer (Ratio) : 5.2 Nature of instrument :(Equity/FCD/PCD/NCD/ Others, etc.) 5.3 Offer price per instrument : 5.4 Amt. per instrument on application : 5.5 Issue Size : Amt. in Rs. lakhs 6. Record date : 7. Provisional Subscription Details of the issue : i) Total Amount to be collected on application : Rs. lakhs ii) Amount collected on application : Rs. lakhs iii) % subscribed i.e. % of (ii) to (i) : (%) ii) Please tick mark whether 90% minimum subscription collected : (i) YES (ii) NO Signed by... Signed by... Registrars to the Issue Company Signed by..... Lead Merchant Ban....
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....r delay in despatch, if any : (d) Whether interest paid for delayed period, if so, for which period : 13. Name of Designated Stock Exchange : 14. Names of other stock exchanges where listing is sought : 15. 42nd day from the date of closure of the issue : 16. Date on which application was filed with each stock exchange for listing of instruments : 17. Date when listing and trading permission given by each stock exchange (Enclose copies of permission letters of stock exchanges) : 18. Reason for delay in listing for trading, if any : TO BE FILLED UP IN CASE OF UNDERSUBSCRIBED ISSUES ONLY: 1. Extent of under subscription on the date of closure of the issue a) Percentage : b) Amount : 2. Details of Standby assistance, if any a. No. of Underwriters : b. No. of Underwriters who did not pay devolvement (Please give names, amount underwritten and reasons for not paying) : 3. In case where FIs/ MFs had subscribed to make up shortfall not as underwriter a) Name of FI/MF : ....
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....ks FIIs NRIs / OCBs Employees Others (Please specify) (b)(ii) Net public offer : 7(a). Provisional Subscription Details of Net Public offer (including unsubscribed portion of reserved categories i) Total amount to be collected on application : Rs lakhs ii) Amount collected on application : Rs lakhs iii) % subscribed i.e. % of (ii) to (i) : (%) 7(b). Amount subscribed by the reserved categories on competitive basis : Rs. lakhs 8) Please tick mark whether 90% minimum subscription of the amount through offer document is collected. (i) YES (ii) NO Signed by ... Registrars to the Issue Signed by ... Company Signed by ... Lead Merchant Banker(s) Place: Date : Note: This is the responsibility of Lead Merchant banker(s) to give correct informati....
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....: 10.4 Percentage of stockinvest allottees in total allottees : 10.5 No. of unsuccessful allottees : 11. Actual Date(s) of completion of despatch of - (a) Refund Orders : (b) Cancelled stock invests : (c) Certificates/Allotment Letters : (d) Certificate/allotment letter against application by stock Invest : (e) Reasons for delay in despatch, if any : (f) Whether interest paid for delayed period, if so, for which period : 12. If there is a reservation for NRIs, date(s) of completion of despatch of - (a) Refund Orders : (b) Cancelled Stockinvests : (c) Certificate/Allotment Letters : (d) Reasons for delay in despatch, if any : (e) Whether interest paid for delayed period : (f) Date of submission of application to the RBI for approval for despatch of share certificates : (g) Date of approval received from RBI : 13. Amount of refund due : Rs. 14. Refund Banker(s) (Name and Address) : 15. Date of transfe....
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....sited in a separate account giving details of the total amount deposited in the account and date of deposit. ********** RIGHTS ISSUE SUBSCRIPTION STATUS : (SUBSCRIBED / UNDERSUBSCRIBED) 3-DAY MONITORING REPORT (RESPONSIBILITY: POST ISSUE LEAD MERCHANT BANKER) (To be submitted IN DUPLICATE: Within 3 days from closure of the Rights Issue) 1. Name of the Company : 2. Issue Opening date : 3. Actual closing date : 4. Date of filing letter of offer with the stock Exchange : 5. Issue Details (as per the letter of offer) : 5.1 Basis of offer (Ratio) : 5.2 Nature of instrument :(Equity/FCD/PCD/NCD/Others, etc) 5.3 Offer price per instrument : 5.4 Amt. per instrument on application : 5.5 Issue Size : Amt in Rs lakhs 6. Record date : 7. Provisional Subscription Details of the issue : i) Total Amount to be collected on application : Rs lakhs ii) Amount collected on application : Rs lakhs iii) % subscribed i.e. % of (ii) to (i): (%) iv) Please tick mark whether 90% minimum subscription collected : (i) YES (ii) NO Signed by ... Signed by .......
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.... 14. Names of other stock exchanges where listing is sought : 15. 42nd day from the date of closure of the issue 16. Date on which application was filed with each stock exchange for listing of instruments : 17. Date when listing and trading permission given by each stock exchange (Enclose copies of permission letters of stock exchanges) : 18. Reason for delay in listing for trading, if any : TO BE FILLED UP IN CASE OF UNDERSUBSCRIBED ISSUES ONLY: 1. Extent of under subscription on the date of closure of the issue a) Percentage : b) Amount : 2. Details of Standby assistance, if any a. No. of Underwriters b. No. of Underwriters who did not pay devolvement (Please give names, amount underwritten and reasons for not paying) : 3. In case where FIs/MFs had subscribed to make up shortfall not as underwriter a) Name of FI/MF : b) No. of Instruments applied for : c) Amount Received : CERTIFIED that the information given above and also in the enclosures are true to the best of our knowledge and no refund orders / allotment letters / certificates are pending for d....