Framework for recognition and supervision of stock exchanges/platforms of stock exchanges for small and medium enterprises
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....ECURITIES AND EXCHANGE BOARD OF INDIA MARKET REGULATION DEPARTMENT Framework for recognition and supervision of stock exchanges/platforms of stock exchanges for small and medium enterprises I Eligibility criteria for setting up of new stock exchange/platform of an existing stock exchange for the SME sector. Dedicated stock exchanges for the Small and Medium Enterprises (SME) sector may be set u....
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.... recovery site. d. The exchange shall have an online surveillance capability which monitors positions, prices and volumes in real time so as to check market manipulation. e. The exchange shall have adequate arbitration and investor grievances redressal mechanism operative from all the four regions of the country. f. The exchange shall have adequate inspection capability. g. The risk management....
TaxTMI
TaxTMI