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Liability for action in case of default

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Full Text of the Document

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....iable for one or more actions specified therein including the action under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.] ********* 1 Substituted by the SEBI (Intermediaries) Regulations, 2008, w.e.f. 26-05-2008. Prior to substitution, regulation 25 as substituted by the SEBI((Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Reg....