Action on inspection or investigation report

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Full Text of the Document

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.... as the Board or Chairman may deem fit and appropriate including action under ^2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2002.]]   ******** 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-09-2002. Prior to substitution, regulation 28 read as under: "28. Comm....