Action on inspection or investigation report

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Full Text of the Document

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....under 2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008].] ************** NOTES:- 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-9-2002. Prior to its substitution, regulation 25 read as under: "25. (1) Communication of findings etc. to the custodian of securities of secur....