Maintenance of records and documents and furnishing of information

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....] shall maintain the following records and documents, namely:─ (a) records containing details of securities 3[, goods] 1[, assets or documents] received and released on behalf of each client; (b) records containing details of monies received and released on behalf of each client; (c) records containing details of rights or entitlements of each client arising from the securities held on be....