Application for grant of certificate of registration

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....ation for registration will be considered, only if it is complete in all respects. 4. All answers must be typed. 5. Information which needs to be supplied in more detail may be given on separate sheets which should be attached to the application form. 6. All signatures on the application must be original. 7. Every page of the form as well as every additional sheet must be initialed by the authorised signatory of the applicant. 1.0 PARTICULARS OF THE APPLICANT 1.1 Name, address of the registered office, address for correspondence, telephone number(s), fax number(s) and name of the contact person of the company. Address of branch offices, if any. 1.2 Date of incorporation of the Applicant company (enclose certificate of i....

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....l of the company, which shall include name, designation in the company, qualification, previous positions held, experience, date of appointment in the company and functional areas. 4.0 INFRASTRUCTURE 4.1 Details of infrastructure including computing facilities, facilities for research and database available with the company and whether the existing infrastructure is adequate to carry on the rating activities proposed to be undertaken by the company. Any further plan for additional/ improved infrastructure to be indicated. 5.0 MAJOR SHAREHOLDERS 5.1 List of major shareholders (holding 5% and above of applicant directly or along with associates) Shareholding as on: Name of shareholder No. of Shares held % age of total ....

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....Year prior to the preceding year of the current year Preceding year Current year (a) Paid-up capital       (b) Free reserves (excluding revaluation reserves)       Total (a) + (b)       (c) Accumulated losses       (d) Deferred revenue expenditure not written off.       Net worth (a)+(b)- (c)-(d)       8.2 Please enclose audited annual accounts for the last three years. Where unaudited reports are submitted, give reasons. If minimum networth requirement has been met after last audited annual accounts, audited statement of accounts of a later date also be submitted. ....

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....nditions in the regulations to carry out the activity of the credit rating agency:- II. Registration Code for the credit rating agency is CRA/ / / ^6[III. This certificate of registration shall be valid unless it is suspended or cancelled by the Board.] Place: Date By Order Sd/- For and on behalf of Securities and Exchange Board of India     ************** NOTES:- 1 Substituted for the words "Regulation 3(3)/Regulation 8A(3)" by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. Prior to this, the words "Regulation 3(3)/Regulation 8A(3)" was substituted for "Regulation 3(3)" by the SEB....