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Grant of provisional registration

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Full Text of the Document

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....ollowing conditions, namely :- (a) the applicant shall get the existing 1[collective investment scheme]s rated by a credit rating agency within 2[two] year from the date of grant of provisional registration; (b) the applicant shall get the existing 3[collective investment scheme]s audited by an auditor within a period of 4[two] year from the date of grant of provisional registration; (c) the....

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Full Text of the Document

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.... registration which shall be increased by Rupees one crore each within two years, three years, four years and five years from the date of grant of provisional registration; (g) the applicant shall not dispose of the 10[collective investment scheme] property except for meeting obligations arising under the offer document of the 11[collective investment scheme]; (h) the applicant shall comply wi....

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Full Text of the Document

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.... in clause (a) of sub-regulation (1) of Regulation 71 is substituted by the Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2002, w.e.f, 17-01-2002. 3 Substituted by the SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014, w.e.f. 9-1-2014. 4 Word "one" in clause (b) of sub-regulation (1) of Regulation 71 is substituted by the Secur....