Action on inspection or investigation report

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Full Text of the Document

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....e including action under 2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008].] ************* NOTES:- 1 Substituted by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002. Prior to substitution the regulation 56 read as under: "Communications of findings, etc. 56. (1) Th....