Consideration of application

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....ies in the securities market, including but not limited to the following - (a) whether the applicant or any of its associates have in the past been refused certificate by the Board and if so, the ground for such refusal; (b) whether the applicant, its directors or partners, or trustees, as the case may be or its principal officer is involved in any pending litigation connected with the secur....

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.... is not in compliance with the eligibility requirements as set out under these regulations or the relevant regulations; (e) where the applicant is not a 'fit and proper person' as stated in Schedule II; (f) where the principal officer does not have the requisite qualification or experience as required under the relevant regulations; shall be rejected by the Board for reasons to be rec....