TaxTMI 
TaxTMI 
Definitions
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....(b) "Board" means the Securities and Exchange Board of India established under section 3 of the Act; (c) "Certificate" means a certificate of registration granted by the Board under these regulations; (d) "Client" means a person seeking to do/has done his KYC through intermediary with KRA; 6[(da) "Change in control" in case of a body corporate - (A) if its shares are listed on any recognised....
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....iaries) Regulations, 2008; (h) "KYC Registration Agency (KRA)" is a company formed and registered under the 2[Companies Act, 2013 (18 of 2013)] and which has been granted a certificate of registration under these regulations which hereinafter shall be deemed to be an intermediary in terms of the provisions of the Act; (i) ''KYC'' means the procedure 3[specified] by the Board for identifying and ....
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....********** NOTES:- 1. Inserted vide Notification No. SEBI/LAD-NRO/GN/2022/72 dated 28-01-2022 2. Substituted vide Notification No. SEBI/LAD-NRO/GN/2022/72 dated 28-01-2022 before it was read as "Companies Act, 1956" 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2022/72 dated 28-01-2022 before it was read as "prescribed" 4. Omitted vide Notification No. SEBI/LAD-....
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....n No. SEBI/LAD-NRO/GN/2023/115 dated 17-01-2023 before it was read as, "1[(da) "change in control", in relation to a KRA, means: ─ (i) if its shares are listed on any recognised stock exchange, change in control within the meaning of regulations framed under clause (h) of sub-section (2) of section 11 of the Act; (ii) in any other case, change in the controlling interest; Explanatio....