Notification under Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

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.... Mumbai, the 27th January, 2014 Notification under Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. No. LAD-NRO/GN/2013-14/42/118.-In terms of sub-regulation (1) of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 200....

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....so mentioned that such associated person shall also obtain certification for the purpose of sub-regulation (2) of Regulation 7 of the SEBI (Investment Advisers) Regulations, 2013 by passing NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination, as and when notified by the Board. 3. Accordingly, it is notified that Investment Advisers and their associated persons, including their....