Securities And Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....quirements) Regulations, 2009, namely:- 1. These regulations may be called the SEBI (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015. 2. They shall come into force on the first day of January, 2016. 3. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009:- (I) In regulation 12, after the words and symbol "syndicate members," and before the word "underwriters", the words and symbols "registrar to issue and share transfer agents, depository participants, stock brokers," shall be inserted. (II) In regulation 58, sub-regulation (5) shall be substituted with the following, namely:- "(5) In all, - (iii) Public issues, the issuer shall accept bids us....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....) in sub-para (XII), in clause (B), in sub-clause (3), item (f), sub-item (ii), after the word "SCSBs" and before the word "and", the words and symbols "/ RTAs / DPs / stock brokers" shall be inserted. (V) In Schedule VIII, in Part D, in para (II), after clause (F), following new clause shall be inserted, namely:- "(FA) Details regarding website address(es)/link(s) from which the investor can obtain list of registrar to issue and share transfer agents, depository participants and stock brokers." (VI) In Schedule XI, in Part A, - (1) in item 6,- (i) in the proviso to sub-item (a), after the words and symbols "Self-Certified Syndicate Banks," and before the words "shall also", the words and symbols "Registrar to Issue and Share Transfer ....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....e inserted; (2) in Part B, under the items of the heading "AVAILABILITY OF APPLICATION FORMS", after the words "Self Certified Syndicate Banks" and before the words and symbols "(as the case may be)", the words and symbols ", Stock Brokers, Registrar to Issue and Share Transfer Agents, Depository Participants" shall be inserted; (3) in Part C, under the items of the heading "AVAILABILITY OF APPLICATION FORMS", after the words "Self Certified Syndicate Banks" and before the words and symbols "(as the case may be)", the words and symbols ", Stock Brokers, Registrar to Issue and Share Transfer Agents, Depository Participants" shall be inserted; (VIII) In Schedule XVI, - (1) Part A shall be omitted; (2) In Part C,- (i) in reference title....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....Disclosure Requirements) (Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011-12/05/13907. (7) 23rd September, 2011 by Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 vide No. LADNRO/GN/2011-12/24/30181. (8) 23rd September, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2011 vide F. No. LADNRO/GN/2011- 12/25/30309. (9) 30th January, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2012 vide No. LAD-NRO/GN/2011-12/34/2499. (10) 7th February, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requireme....