TaxTMI 
TaxTMI 
DISCLOSURES
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....ver page of offer document stating the following: "Instruments offered through the offer document are non-convertible redeemable preference shares and not debentures/bonds. They are riskier than debentures/bonds and may not carry any guaranteed coupon and can be redeemed only out of the distributable profits of the company or out of the proceeds of a fresh issue of shares made, if any, by the company for the purposes of the redemption" B. Issuer Information i. Details of the following:- 1) Name and address of the following:- a) Registered office of the Issuer b) Corporate office of the Issuer 2) Names and addresses of the following:- a) Compliance officer of the Issuer b) CFO of the Issuer c) Arrangers, if any, of the instrument d) Registrar of the issue e) Credit Rating Agency (-ies) of the issue and f) Auditors of the Issuer ii. A brief summary of the business/ activities of the Issuer and its line of business containing particularly atleast following:-. 1. Overview 2. Corporate Structure 3. Key Operational and Financial Parameters * for the last 3 Audited years 4. Project cost and means of financing, in case of funding of new....
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.... Management Off Book Assets Interest Income Interest Expense Provisioning & Write-offs PAT Gross NPA (%) Net NPA (%) Tier I Capital Adequacy Ratio (%) Tier II Capital Adequacy Ratio (%) Gross Debt: Equity Ratio (X) of the Company : Before the issue of non-convertible redeemable preference shares After the issue of non-convertible redeemable preference shares iii. And a brief history of the Issuer since its incorporation giving details of its following activities:- 1. Details of Share Capital as on last quarter end Share Capital Rs Authorized Share Capital Issued, Subscribed and Paid-up Share Capital 2. Changes in its capital structure as on last quarter end, (authorized) for the last five years....
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....; Details of change in auditor since last three years Name Address Date of Appointment / Resignation Auditor of the Company since ( in case of resignation) Remarks vii. Details of borrowings of the Company, segregating the Rupee Denominated Borrowings and Borrowings made in Foreign Currency, as on as on the latest quarter end:- 1. Details of Secured Loan Facilities :- Lender's Name Type of Facility Amt Sanctioned Principal Amt O/S Repayment Date / Schedule Security 2. Details of Unsecured Loan Facilities:- Lender's Name Type of Facility Amt Sanctioned Principal Amt O/S Repayment Date / Schedule 3. Details of NCDs:- Debenture Series Tenor / Period of Maturity Rate of dividend Amount Date of Allotment Redemption Date/ Schedule Credit Rating Secured / unsecured Security List of Top 10 Debenture Holders (as on ......) Sr. No. Name of Debenture Holders Amount Note: Top 10 holders' (in value ....
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....ications on the financials/credit quality (e.g. any material regulatory proceedings against the Issuer/promoters, tax litigations resulting in material liabilities, corporate restructuring event etc) at the time of issue which may affect the issue or the investor's decision to invest / continue to invest in the non-convertible redeemable preference shares. xii. The detailed rating rationale (s) adopted (not older than one year on the date of opening of the issue)/ credit rating letter (not older than one month on the date of opening of the issue) issued by the rating agencies shall be disclosed. xiii. Names of all the recognized stock exchanges where non-convertible redeemable preference shares are proposed to be listed clearly indicating the designated stock exchange xiv. Other details 1. Capital Redemption Reserve (CRR) creation - relevant regulations and applicability 2. Nature of the instrument: whether cumulative or non-cumulative and complete details thereof; 3. Terms of Redemption: Out of distributable profits or out of fresh issue of shares for the purpose of redemption or both. 4. Issue/instrument specific regulations - relevant details (Companies Act,....
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....Face Value Minimum Application and in multiples of __ Non-convertible redeemable preference shares thereafter Issue Timing 1. Issue Opening Date 2. Issue Closing Date 3. Pay-in Date 4. Deemed Date of Allotment Issuance mode of the Instrument Demat only Trading mode of the Instrument Demat only Settlement mode of the Instrument Insert details of payment procedure Depository Business Day Convention^1 Record Date 15 days prior to each Dividend Payment / Put Option Date / Call Option Date / Redemption date. Transaction Documents ^2 Conditions Precedent to Disbursement Condition Subsequent to Disbursement Events of Default Provisions related to Cross Default Clause N/A ( Not Applicable) in case clause is not there else full description of the clause to be provided Governing Law and Jurisdiction ******** 1 The procedure used to decide the dates on which the payment can be made and adjusting payment dates in response to days when payment can't be made due to any reason like sud....