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....I) during the investigation/ inspection/ inquiry/ examination in the matter of ....................................................has prima facie observed that you have violated the following provisions of the securities laws: (i) .............. (ii) .............. (iii) .............. (iv) .............. Extracts of the findings are enclosed. 2. In view ....

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.... 4. If remittance of the settlement amount is not made and/ or any of the non-monetary terms are not complied or undertaken to be complied within the specified time, the Board may initiate or continue any specified proceedings against you in accordance with law. Notwithstanding anything contained in this notice, the Board reserves the right to modify the proceedings and charges (to be) broug....