Submission of Monthly Report

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....n of Monthly Report 1. All Registered Portfolio Managers are required to submit a monthly report regarding their portfolio management activity every month as per format enclosed in Annexure. 2. In this regard, it is advised that the report shall be uploaded on SEBI Portal by the 5th of the following month. Hard copy of the said report shall not be sent to SEBI. 3.  In the said report....

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....circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with regulation 39 of SEBI (Portfolio Managers) Regulations, 1993 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. Yours faithfully, Maninder Cheema   Annexure  MON....

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....      No Particulars Amount (in Rs. Crores) 1 Gross Sales (Amount in Rs. in crs of top ten scrips)   2 Gross Purchases (amount in Rs. in crs of top ten scrips)   3 Portfolio Turnover Ratio = (Cumulative Purchases/ fund under portfolio)     NON-DISCRETIONARY SERVICES Sr. No. Types of clients No. of Investors....

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.... Gross Purchases (amount in Rs. in crs of top ten scrips)   3 Portfolio Turnover Ratio = (Cumulative Purchases/ fund under portfolio)   ADVISORY SERVICES Sr. No. Advisory Business Total 1 Total Number of Individual clients   2 Total number of Corporates     Grand Total   COMPLAINTS Sr. No. Types of Clients ....