TaxTMI 
TaxTMI 
Certification Programme for sale and/ or distribution of mutual fund products
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....I Circulars dated September 25, 2001, November 28, 2002, April 03, 2003 and February 04, 2004 about, inter alia, the captioned subject, agents/ distributors of mutual fund units were required to obtain certification from the Association of Mutual Funds in India (AMFI) by passing a certification examination, and to obtain registration with AMFI. 2. In terms of SEBI notification No. LAD-NRO/GN/20....
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....lations, persons who have attained the age of fifty years or who have at least ten years experience in the securities markets in the sale and/ or distribution of mutual fund products as on May 31, 2010, will be given the option of obtaining the certification either by passing the NISM certification examination or qualifying for Continuing Professional Education (CPE) by obtaining such classroom cr....
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....omply with the CPE requirements as laid down by NISM under the relevant clauses of the Certification Regulations, prior to the expiry of the validity of the certification. 6. The SEBI Circulars mentioned in Para 1 stand modified to the above extent. 7. The requirement of obtaining registration from AMFI after obtaining certification, as per the Circular dated November 28, 2002, would continu....
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....ties and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. In terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (the Regulations), the Board is empowered to require, by notification, any category of associated persons ....