TaxTMI 
TaxTMI 
Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers
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....r referred to as "the said Regulations"}, have been amended vide Notification No. LAD-NRO/GN/2011-12/03/12650 dated April 19, 2011 {hereinafter referred to as "the said amendment"}, a copy of which is available on SEBI website www.sebi.gov.in 2) With the said amendment, the requirement of members of the stock exchanges and sub-brokers to obtain prior approval from SEBI for cha....
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....) Rules, 1957; and (iii) any change in control over the body corporate; (b) any change between the following legal forms - individual, partnership firm, Hindu undivided family, private company, public company, unlimited company or statutory corporation and other similar changes; (c) in case of a partnership firm any change in partners not amounting to dissolution of the firm; (d) any other....
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....d in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. 7) This circular is available on SEBI website at www.sebi.gov.in under the categories "Legal Framework" and "Circulars". Yours faithfully, V.S.Sundaresan Chief....
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.... managing director, whole-time director or director appointed in compliance with clause (v) of sub-rule (4A) of rule 8 of the Securities Contracts (Regulation) Rules, 1957. III Change in control. IV Any change between the following legal forms - individual, partnership firm, Hindu undivided family, private company, public company, unlimited company or statutory corporation and other similar ch....