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Scope of settlement proceedings
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....een rejected; (b) the audit or investigation or inspection or inquiry, if any, in respect of any cause of action, is not complete, except in case of applications involving confidentiality; or (c) monies due under an order issued under securities laws are liable for recovery under securities laws. (2) The Board may not settle any specified proceeding, if it is of the opinion that the alleged d....


TaxTMI
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