Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
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....ades Executed on Stock Exchanges (All Segments) 1. In consultation with BSE, MCX-SX, NSE and USE, it has been decided that the Stock Exchanges may allow modifications of client codes of non-institutional trades only to rectify a genuine error in entry of client code at the time of placing / modifying the related order. 2. If a Stock Exchange wishes to allow trading members to modify client c....
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.... > 5 2 Where a = Value (turnover) of non-institutional trades where client codes have been modified by a trading member in a segment during a month. b = Value (turnover) of non-institutional trades of the trading member in the segment during the month. B. The Stock Exchange shall conduct a special inspection of the trading member to ascertain whether the modifications of client code....
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