Review of Regulatory Compliance, Periodic Reporting and Contents of Trust Deed

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....ugh periodic reporting, it has been decided to review the reporting format. The revised format as given in the Annexure includes the status of regulatory compliance and investor grievances redressal. 3. The board of directors of DT shall, henceforth, review the report and record its observations on (i) the deficiencies and non-compliances, and (ii) corrective measures initiated to avoid such instances in future. 4. Accordingly, in supercession of the circulars mentioned in Para 1, with effect from half year ending March 2012, the Compliance Officer of the DT shall send the report in the revised format to SEBI at [email protected] on half yearly basis within three months of the expiry of the half year. 5. Further, according to Circular no. M....

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.... NAME: REGISTRATION NO DATE OF REGISTRATION (in dd/mm/yy) SECTION I: ACTIVITIES A Details of Debenture Issues (Public (P) / Rights (R)/ Privately Placed Listed (PPL) / Privately Placed Unlisted (PPUL) Type No. of debenture issues accepted during the half year ended March / Sep 20.. Cumulative No. of debenture issues handled up to the half year ended March / Sep 20.. Size ( in ` crores ) of debenture issues accepted during the half year ended March / Sep 20.. Cumulative Size ( in ` crores ) of debenture issues handled up to the half year ended March / Sep 20.. Secured Unsecured Total Secured Unsecured Total Public Rights Privately Placed Listed Private....

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....-payment of redemption; 3. Delay in payment of interest/redemption; 4. Any other (like non-creation of security) Name of Compliance Officer Email ID Sheet: Sec-IV(Compliance) SECTION - IV - COMPLIANCE (Name of the DT) COMPLIANCE CERTIFICATE FOR THE HALF YEAR ENDED SEPTEMBER / MARCH 20.. A No conflict of interests with other activities The activities other than debenture trusteeship performed by DT are not in conflict with DT activities and appropriate systems and policies have been put in place to protect the interests of debenture holders. B Change in status or constitution Reporting of 'changes in status or constitution' of DT (In terms of SEBI Circular No. CIR/MIRSD/10/2011 d....