Review of Regulatory Compliance and Periodic Reporting

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....nsfer Agents are required to furnish quarterly report in electronic form in the prescribed format in terms of SEBI Circulars No. RRTI Circular No. 1(94-95) dated October 11, 1994 and MIRSD/DPS-2/RTA/Cir-17/2008 dated May 06, 2008. 2. In order to strengthen the compliance mechanism and the role of the Boards of Registrars to an Issue and Share Transfer Agents, it has been decided to review the n....

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....ain unchanged. 5. Further, according to Circular no. CIR/MIRSD/5/2011 dated June 17, 2011, Registrars to an issue and Share Transfer Agents are required to report the changes in their status or constitution. The same information has now been incorporated in the revised format of the report. 6. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and E....