TaxTMI 
TaxTMI 
Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities
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....tion of information in the Application Form and Abridged Prospectus have been standardized and made uniform for public issues of debt securities. 4. The following shall be applicable with respect to the application form to be filled up by the investor: Application Form a) All Application forms shall be printed in A4 size sheet. The illustrative format of Application Form that shall be used for Resident and Non-Resident Investors (NRI), are placed at Annexure A and B respectively. It may be noted that certain sections in the form are filled only for illustrative purposes. b) No change shall be carried out in spacing, placement or in data fields in the Application Form except for the following : i. For issues offered only in dematerialized form, the sections pertaining to physical applications may be removed. ii. Under Point No. 5 in application form, the number of columns for providing different series details is illustrative and may vary depending on the terms of the issue. iii. Investor Categories and sub-categories may vary depending on the issue. iv. Details to be provided under issue structure may vary depending on the terms of the issue. v. KYC docum....
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.... circular effective from 30 days to the date of this circular. 7. This circular is issued in exercise of powers conferred under Section 11(1) and section 11A of the Securities and Exchange Board of India Act, 1992 read with Regulation 31(1) of SEBI (Issue and Listing of Debt Securities) Regulations, 2008. 8. This circular is available on SEBI website at http://www.sebi.gov.in/ under the category "Legal Framework" and "Corp Debt Market". Yours faithfully, Maninder Cheema Deputy General Manager Investment Management Department Tel No.022-26449754 Email id - [email protected] ABRIDGED PROSPECTUS 1. DETAILS RELATING TO ENTITIES ASSOCIATED WITH THE ISSUE This section shall include the following: a) The name, address and logo of the lead managers, along with telephone number(s), fax number(s), website address(es), name of contact person(s) and email address(es). b) The name address and logo of the Registrar to the issue, along with telephone number(s), fax number(s), website address(es), name of contact person(s) and email address(es). c) The name and address of the Compliance Officer and/or Company Secretary of the issuer, along wi....
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....y general instructions may be included under this section including instructions pertaining to application form, applicants bank account details, joint applications, applications under power of attorney, multiple applications etc. 2. DO's and DONT's: Any specific do's and dont's that may be important for the investor for filling and submission of application form may be included in this section. 3. Any Other Information : Any other information which may be relevant for the investor in understanding the procedure for filling up application form. iv. Payment Instructions: This section shall include all the payment instruction to the investors including details of payment into escrow account. If the instructions vary for different category of investors the same may be elaborated. v. Submission of Application Forms: This section shall include details of how to submit, where to submit the application form and any other information pertaining to submission of application form. vi. Rejection of Applications: This section shall include conditions and situations under which application may be rejected. c. TERMS OF THE ISSUE i. General Terms of the Issue ....
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.... This section shall include the details pertaining to security-holder's rights, nomination, events of default, debenture trustee, pre-issue advertisement, impersonation, Listing of the bonds, utilisation of application money till allotment, any undertaking by the issuer etc. 5. DETAILS PERTAINING TO THE COMPANY This section shall include details pertaining to the company including following, (i) General Information & Background (ii) Capital structure (iii) Management (iv) Group Companies/Subsidiaries (v) Debt equity ratio (vi) Other financial information (vii) Any other information 6. LEGAL AND OTHER INFORMATION This section shall include details pertaining to the legal and other information including regulation and policies governing the issue, outstanding litigation and material developments, other regulatory and statutory disclosures, any disclaimer by stock exchange/regulatory authorities etc. 7. RISK FACTORS This section shall include the following (i) Risks relating to the company (ii) Risks relating to Indian economy (iii) Risks relating to the issue (iv) Any other risk factors 8. DECLARATIONS: This section shall inclu....
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....: If Nominee is Minor, Guardian's Name: Branch:. IFSC Code: Account No.: 1 5. INVESTMENT DETAILS (For details, please refer Issue Structure overleaf) Series 2 3 Issue Price (*) 4 5 Coupon / Frequency of payment Maturity Minimum Application No. of Bonds applied Amount Payable (*) Grand Total (*) 6. PAYMENT DETAILS (Please write Application Number, Applicant Name and Phone No. on reverse side of the Cheque/DD) Amount Paid (in figures). CHEQUE/DEMAND DRAFT (DD) (To be Drawn in Favour of [â¤]) Cheque/DD No (in words) Dated DDMMYY Drawn on (Bank Name & Branch). PERMANENT ACCOUNT NUMBER (Furnishing PAN is mandatory. Please refer Instruction No. [â—]) SIGNATURE(S) DATE: |D|D|MMYYYY Received From Series Issue Price () No. of NCDs applied for Amount Payable() Grand Total SOLE/FIRST APPLICANT TEAR HERE COMPANY NAME SECOND APPLICANT THIRD APPLICANT 6 Acknowledgement Slip for Applicant Application Form No. 2 3 4 5 6 Bank's Stamp & Date (Mandatory) Cheque/Demand Draft No. Dated 2012 Drawn on (Name of the Bank and Branch) ....
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....ttested copies of the KYC Documents. ISSUE RELATED INFORMATION FOR FILLING THE APPLICATION FORM 1. KYC Documents: (To be submitted only for holding NCDs in Physical Forms) Self-attested copies of the following documents are required to be submitted by the Applicants as KYC Documents: PAN card Proof of identification for individuals: Any of the following documents are accepted as proof for individuals: Passport Voter's ID Driving Licence • Government ID Card Defence ID Card Photo PAN Card Photo Ration Card. 2. 3. Proof of residential address: Any of the following documents are accepted as proof of residential address: Ration Card Society Outgoing Bill Life Insurance Policy Electricity Bill Passport Voter's ID • Driving License Telephone (Land/Mobile) Bill. 4. Copy of a cancelled cheque Investor Categories: Category Sub Category Code Category II Sub Category Code Public Financial Institutions, Statutory Corporations 11 Companies, Bodies Corporate, Societies 21 Commercial Banks, Co-operative Banks, Regional Rural Banks 12 Public/private charitable/religious trusts 22 Provident Funds, Pen....
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....LEASE PROVIDE APPLICANT'S DEPOSITORY DETAILS (Please refer to instruction no. [â¤]) For NSDL enter 8 digit DP ID followed by 8 digit Client ID / For CDSL enter 16 digit Client ID NSDL CDSL Demat Account Status (Please Tick): Non-Repatriable Repatriable 4. IN CASE OF APPLICATION TO HOLD THE NCDS IN PHYSICAL FORM, PLEASE PROVIDE FOLLOWING DETAILS (Please enclose self attested copies of the KYC Doccuments along with the Application Form. For list of KYC documents, please refer overleaf) NOMINATION (Please see instruction no. [â¤]) Bank Details for payment of Refund/Interest/Maturity Amount Bank Name: Account No.: Name of the Nominee: If Nominee is Minor, Guardian's Name : 1 5. INVESTMENT DETAILS (For details, pleaser refer refer to 'Issue Structure' overleaf) Series 2 3 4 5 Issue Price (*) Branch: IFSC Code: 6 Coupon / Frequency of payment Maturity Minimum Application No. of Bonds applied Amount Payable (*) Grand Total (*) 6. PAYMENT DETAILS (Please write Application Number, Applicant Name and Phone No. on reverse side of the Cheque/DD) Amount Paid (in figures) CHEQUE/DEMAND D....
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....nd/or Foreign National(s) and I am we are eligible to apply under the Issue. 6. The application made by me/us do not exceed the investment limit on the maximum number of NCDs which may be held by me/us under applicable statutory and/or regulatory requirements. 7. In making my/our investment decision I/We have relied on my/our own examination of the company and the terms of the issue, including the merits and risks involved and my/our decision to make this application is solely based on disclosures contained in the Prospectus. 8. I/We have obtained the necessary statutory and/or regulatory permissions/approvals for applying for, subscribing to, and seeking allotment of the NCDS applied for. Additional Undertaking in case the Applicant wishes to hold the NCDs in physical form: 1. In terms of Section (8)(1) of the Depositories Act, 1996, we wish to hold the NCDs in physical form. 2. I/We confirm that the information provided in this form is true and correct and I/We enclose herewith self attested copies of the KYC Documents. KYC DOCUMENTS ISSUE RELATED INFORMATION FOR FILLING THE APPLICATION FORM To be submitted only for holding NCDs in Physical ....