Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities
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....spectus have been standardized and made uniform for public issues of debt securities. 4. The following shall be applicable with respect to the application form to be filled up by the investor: Application Form a) All Application forms shall be printed in A4 size sheet. The illustrative format of Application Form that shall be used for Resident and Non-Resident Investors (NRI), are placed at Annexure A and B respectively. It may be noted that certain sections in the form are filled only for illustrative purposes. b) No change shall be carried out in spacing, placement or in data fields in the Application Form except for the following : i. For issues offered only in dematerialized form, the sections pertaining to physical applications may be removed. ii. Under Point No. 5 in application form, the number of columns for providing different series details is illustrative and may vary depending on the terms of the issue. iii. Investor Categories and sub-categories may vary depending on the issue. iv. Details to be provided under issue structure may vary depending on the terms of the issue. v. KYC documents required may vary depending on the terms of the issue. vi. The declarati....
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....d section 11A of the Securities and Exchange Board of India Act, 1992 read with Regulation 31(1) of SEBI (Issue and Listing of Debt Securities) Regulations, 2008. 8. This circular is available on SEBI website at http://www.sebi.gov.in/ under the category "Legal Framework" and "Corp Debt Market". Yours faithfully, Maninder Cheema Deputy General Manager Investment Management Department Tel No.022-26449754 Email id - [email protected] ABRIDGED PROSPECTUS 1. DETAILS RELATING TO ENTITIES ASSOCIATED WITH THE ISSUE This section shall include the following: a) The name, address and logo of the lead managers, along with telephone number(s), fax number(s), website address(es), name of contact person(s) and email address(es). b) The name address and logo of the Registrar to the issue, along with telephone number(s), fax number(s), website address(es), name of contact person(s) and email address(es). c) The name and address of the Compliance Officer and/or Company Secretary of the issuer, along with telephone number, fax number, website address and email address. d) Any other information as may be necessary for assisting the investors to contact the appropriate author....
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....o's and dont's that may be important for the investor for filling and submission of application form may be included in this section. 3. Any Other Information : Any other information which may be relevant for the investor in understanding the procedure for filling up application form. iv. Payment Instructions: This section shall include all the payment instruction to the investors including details of payment into escrow account. If the instructions vary for different category of investors the same may be elaborated. v. Submission of Application Forms: This section shall include details of how to submit, where to submit the application form and any other information pertaining to submission of application form. vi. Rejection of Applications: This section shall include conditions and situations under which application may be rejected. c. TERMS OF THE ISSUE i. General Terms of the Issue This section shall include the authority under which the debt securities are to be issued and any other relevant information. ii. Face Value This section shall include the face value of the debt securities, to be issued. iii. Security In case of secured debt securities, details of such ....
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....ertaining to the company including following, (i) General Information & Background (ii) Capital structure (iii) Management (iv) Group Companies/Subsidiaries (v) Debt equity ratio (vi) Other financial information (vii) Any other information 6. LEGAL AND OTHER INFORMATION This section shall include details pertaining to the legal and other information including regulation and policies governing the issue, outstanding litigation and material developments, other regulatory and statutory disclosures, any disclaimer by stock exchange/regulatory authorities etc. 7. RISK FACTORS This section shall include the following (i) Risks relating to the company (ii) Risks relating to Indian economy (iii) Risks relating to the issue (iv) Any other risk factors 8. DECLARATIONS: This section shall include declaration by issuers regarding compliance with all laws and regulations pertaining to the issue, disclosures made being true and correct, etc. 9. DETAILS OF CENTERS WHERE THE APPLICATION FORMS ARE AVAILABLE AND COLLECTION CENTRES This section shall include names and addresses of centers where application forms are available including that of the lead managers to the issue and det....
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.... Drawn in Favour of [â¤]) Cheque/DD No (in words) Dated DDMMYY Drawn on (Bank Name & Branch). PERMANENT ACCOUNT NUMBER (Furnishing PAN is mandatory. Please refer Instruction No. [â—]) SIGNATURE(S) DATE: |D|D|MMYYYY Received From Series Issue Price () No. of NCDs applied for Amount Payable() Grand Total SOLE/FIRST APPLICANT TEAR HERE COMPANY NAME SECOND APPLICANT THIRD APPLICANT 6 Acknowledgement Slip for Applicant Application Form No. 2 3 4 5 6 Bank's Stamp & Date (Mandatory) Cheque/Demand Draft No. Dated 2012 Drawn on (Name of the Bank and Branch) All future communication in connection with this application should be addressed to the Registrar to the Issue. For details, pleaser refer overleaf. Acknowledgement is subject to realization of Cheque/Demand Draft. While submitting the Application Form, the Applicant should ensure that the date stamp being put on the Application Form by the Bank matches with the date stamp on the Acknowledgement Slip. *For further details, please refer to paragraph (â—) on page (•) of this Abridged Prospectus. Document 2 APPLICANT'S UNDERTAKING I/We hereby agree and confirm that: 1. I/We have r....
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....ciety Outgoing Bill Life Insurance Policy Electricity Bill Passport Voter's ID • Driving License Telephone (Land/Mobile) Bill. 4. Copy of a cancelled cheque Investor Categories: Category Sub Category Code Category II Sub Category Code Public Financial Institutions, Statutory Corporations 11 Companies, Bodies Corporate, Societies 21 Commercial Banks, Co-operative Banks, Regional Rural Banks 12 Public/private charitable/religious trusts 22 Provident Funds, Pension Funds, Superannuation Funds, Gratuity Fund 13 Scientific and/or industrial research organizations 23 Venture Capital funds registered with SEBI 14 Partnership firms in the name of the partners 24 Insurance Companies registered with the IRDA 15 Limited liability partnerships 25 National Investment Fund 16 Category III Sub Category Code Mutual Funds 17 Resident Indian individuals 31 Hindu Undivided Families through the Karta 32 Issue Structure: Options Frequency of Interest Payment Minimum Application In Multiples of Face Value of NCDs / NCD) Issue Price (NCD) Mode of Interest Payment Coupon (%) Effective Yield (per annum) Put and call option 1 2 3 Tenor Redemption Am....
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....t Maturity Minimum Application No. of Bonds applied Amount Payable (*) Grand Total (*) 6. PAYMENT DETAILS (Please write Application Number, Applicant Name and Phone No. on reverse side of the Cheque/DD) Amount Paid (in figures) CHEQUE/DEMAND DRAFT (DD) (To be Drawn in Favour of [â¤]) (in words) SIGNATURE(S) DATE : NRO A/C- Cheque/DD No. NRE A/C- Cheque/DD No... Dated DDMMYY Dated DDMMYY Drawn on (Bank Name & Branch). Drawn on (Bank Name & Branch). If Payment is through Demand Draft then a certificate from the Drawee Bank stating whether the Demand Draft has been made by debiting the NRO or NRE Account. SOLE/FIRST APPLICANT PERMANENT ACCOUNT NUMBER (Furnishing PAN is mandatory. Please refer Instruction No. [•]) SECOND APPLICANT THIRD APPLICANT Received From Series Issue Price() No. of NCDs applied for Amount Payable (*) Grand Total TEAR HERE COMPANY NAME Acknowledgement Slip for Applicant Application Form No. 2 3 4 5 6 Bank's Stamp & Date (Mandatory) Cheque/Demand Draft No. Dated 2012 Drawn on (Name of the Bank and Branch) All future communication in connection with this application should be addressed to the Registrar to the ....


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