Know Your Client Requirements for Eligible Foreign Investors

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....stration Agencies (KRAs) 8. Alternative Investment Funds (AIFs) 9. Collective Investment Schemes (CIS) 10. Custodians Dear Sir/Madam, Sub: Know Your Client Requirements for Eligible Foreign Investors 1. This has reference to SEBI circular No CIR/MIRSD/ 11 /2012 dated September 5, 2012 whereby certain clarifications were issued on 'Know Your Client' requirements in case of foreign inv....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

..... This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 and Sub Rule 14(i) of Rule 9 of the Prevention of Money-laundering (Maintenance of Records) Rules, 2005 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. Yours faithfully, A.S.Mithwani De....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....s and Pension Funds e) University related Endowments already registered with SEBI as FII/Sub Account III. All other eligible foreign investors investing in India under PIS route not eligible under Category I and II such as Endowments, Charitable Societies/Trust, Foundations, Corporate Bodies, Trusts, Individuals, Family Offices, etc. Annexure B Document Type Category - I Category - II Cat....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....tity declares on letterhead - full name, nationality and DoB OR Photo-identity proof' Proof of Address Exempt Exempt Declaration on letter head Photographs Exempt Exempt Exempt Authorized Signatories List & Signatures Required - List of Global Custodian ('GC') signatories can be given in case of POA to GC Required - List of GC signatories can ....