TaxTMI 
TaxTMI 
Revised Contents of Application-Cum-Bidding Form and Manner of disclosure
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....Bidding-Form is given at Annexure I and an illustrative format for application-cum-bidding-form is given at Annexure II. 3. This circular shall be applicable for all public issues opening on or after January 01, 2016. Pursuant to applicability of this Circular, aforesaid SEBI Circular dated September 27, 2011 shall stand rescinded. 4. All intermediaries are advised to take necessary steps to ensure compliance with this circular. Stock exchanges and depositories are advised to bring the provisions of this circular to the notice of the stock brokers and despository participants and also disseminate the same on their websites. 5. This Circular is issued in exercise of the powers conferred under Section 11 and Section 11A of the Securities and Exchange Board of India Act, 1992. 6. This Circular is available on SEBI website at www.sebi.gov.in under the categories "Legal Framework" and "Issues and Listing". Yours faithfully, Narendra Rawat Deputy General Manager +91-22-26449383 [email protected] Annexure I A. General Instructions 1. The Application-Cum-Bidding Form (accompanied with abridged prospectus) would be printed in a booklet form of A4 size....
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..../ RTA / DP a. 8 digit Application Number b. Bidders Depository Account Details - Single 16-digit field (consisting of DP ID and Client ID) c. PAN of First/Sole applicant d. Amount Blocked less discount (if any) in figures e. Payment Details (ASBA Bank Account No., Bank & branch) f. Received from Name, Telephone/Mobile and Email of Bidder g. Stamp & Signature of Banker 17. Acknowledgement Slip for Bidder a. Columns for Bid Options (Option 1, Option 2 or Option 3), rows for Number of equity shares bid, Bid price, Total Amount blocked b. 8 digit Application Number c. Name of First/Sole Applicant d. Acknowledgement of Broker / SCSB / RTA / DP e. Payment Details (ASBA Bank Account No., Bank & Branch) C. Overleaf of main Application Form 1. Bidder's Undertaking and Confirmations 2. Instructions corresponding to each item of main application form and specific instruction regarding : a. Name (Name should be given exactly as appearing in DP records) b. Instruction regarding PAN c. Information regarding use of demographic details d. Terms....
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....t (with date) 11. Signature of ASBA Account holder(s) upto 3 (in case of joint accounts) 12. Authorization for necessary action by SCSBs for making the application 13. Broker/ SCSB / RTA / DPStamp (Acknowledging upload of Bid in Stock Exchange System) 14. Acknowledgement Slip for Broker / SCSB / RTA / DP for Revised Bid a. 8 digit Application Number b. PAN of First /Sole Applicant c. Bidders Depository Account Details - Check Box for NSDL and CDSL & single 16-digit field (consisting of DP ID and Client ID) d. Revised Amount Blocked less discount (if any) in figures e. Payment Details (ASBA Bank Account Number & Bank Name and Branch ) f. Received from Name, Telephone/Mobile and Email of Bidder g. Stamp & Signature of Banker h. Watermark in background indicating Revised Bid 15. Acknowledgement Slip for Bidder for Revised Bid a. Columns for Bid Options (Option 1, Option 2 or Option 3), rows for Number of equity shares bid, Bid price, Revised Amount Blocked b. 8 digit Application Number c. Name of First/Sole Applicant d. Acknowledgement of Broker / SCSB / RTA / DP ....
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....AILS Amount paid in figures) ASBA Bank A/c No. Bank Name & Branch Bid Price 3 31211 321 Price per Equity Share "Cut-off (Price in multiples of 1-only) (In Figures) Retail Discount Net Price 31211 "Cut-off Please tick) No- Institutional Bidder QIB 5. CATEGORY Retail Individual Bidder 6. INVESTOR STATUS Individual(s) - IND Hindu Undivided Family- HUF Bodies Corporate - CO Banks & Financial Institutions - FI Mutual Funds - MF Non-Resident Indians-NRI (Non-Repatriation basis) National Investment Fund - NIF Insurance Funds - IF Insurance Companies - IC Venture Capital Funds VCF Alternative Investment Funds - AIF Others (Please specify) - OTH HUF should apply only through Karra (Applicarion by HUF would be reared on par with Individual) PART PAYMENT PAYMENT OPTION: FULL PAYMENT (in words) I/WE (ON BEHALF OF JOINT APPLICANTS, IF ANY) HEREBY CONFIRM THAT I/WE HAVE READ AND UNDERSTOOD THE TERMS AND CONDITIONS OF THIS BID CUM APPLICATION FORM AND THE ATTACHED ABRIDGED PROSPECTUS AND THE GENERAL INFORMATION DOCUMENT FOR INVESTING IN PUBLIC ISSUES (GID) AND HER....
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....ble laws. I/We agree to accept the Equity Shares Bid for, or such lesser number as may be allotted to me/us subject to the terms of the RHP, the Bid cum Application Form and other applicable laws. I/We undertake that I/we will sign all such other documents and do all such acts, if any, necessary on my/our part to enable me/us to be registered as the holder(s) of the Equity Shares which may be allotted and to register my/our address as given in the depository records. I/We note that in case of QIB Bidders, the (i) SCSBs (for Bids other than the Bids by Anchor Investors); and (ii) the BRLMS and their affiliates Syndicate Members (only in the Specified Locations) have the right to reject Bids at the time of acceptance of Bid cum Application Form provided that the reasons for rejecting the same shall be provided to such Bidder in writing, whereas it has a right to reject it from Non-Institutional Bidders and Retail Individual Bidders based only on technical grounds and/or as specified in the Abridged Prospectus and the RHP. I/We authorize the Company to make the necessary changes in this Bid cum Application Form and the RHP for filing of the Prospectus with the ....
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....discount, if any, the SCSB shall reject the Application. 3) I/we hereby authorize the members of the Syndicate (in Specified Locations only) or the Registered Brokers (at Broker Centres) or the SCSB or DP or the RTA, as the case may be, to make relevant revisions as may be required to be done in the Bid, in the event of a revision of the Price Band [Necessary revision in the Bidder's undertaking and Instructions will be required depending on the jurisdiction(s) in which the sale of shares is proposed] INSTRUCTIONS FOR FILLING UP THE BID CUM APPLICATION FORM 1. Name of Sole/ First Applicant should be exactly the same as it appears in the depository records. In case of joint Bids, only the name of the first Bidder (which should also be the first name in which the beneficiary account is held) should be provided in the Bid cum Application Form. 2. The first Bidder, should mention his/her PAN allotted under the Income Tax Act, and any Bid cum Application Form without the PAN is liable to be rejected. 3. Based on the PAN, DP ID and Client ID provided by the Applicants, the Registrar will obtain demographic details registered with depositary participants to be u....
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....me of the submission of the Bid cum Application Form. Cash/stock invest/money orders/postal orders will not be accepted. All NRI Bidders bidding on a repatriation basis by using the Non-Resident Forms are required to authorize their SCSB to block their NRE/ FCNR ASBA Accounts, and all NRI Bidders bidding on a non-repatriation basis by using Resident Forms are required authorize their SCSB to block their Non-Resident Ordinary (NRO) accounts for the full Bid Amount, net of discount, if any, at the time of the submission of the Bid cum Application Form The NRI Applicants can obtain the Bid cum Application Form from the Company's Registered Office or from any of the members of the Syndicate from their Offices. Bidders please ensure that your Bank has notified an SCSB Branch in the city where Bid cum Application Form is being submitted. 8. Only the first Bidder is required to sign the Bid cum Application Form/Revision Form. Thumb impressions and signatures other than in the languages specified in the Eighth Schedule to the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate under official seal. Signature ....
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....stem do not tally with the details given in this Revision Form. INSTRUCTIONS FOR FILLING UP THE BID REVISION FORM 1. Name of Sole/ First Applicant should be exactly the same as it appears in the depository records. 2. Please ensure that the Bid Options provided are in the same order as that provided in the Bid Cum Application Form submitted earlier. 3. In case there is no change in the particular Bid Option, please write "NO CHANGE. In case you want to cancel the Bid Option, please write "CANCELLED". 4. Total Amount payable must be calculated for the highest of three options, at Net Price, i.e., Bid Price, less discount offered, if any, to Bidder's category. Total amount to be paid must be calculated net of total amount paid at the time of submission of Bid Cum Application Form. Bidders, please ensure that your Bank has notified an SCSB Branch in the city where Application Form is being submitted. Revision of Bids in case of Revision of Price Band: In case of an upward revision in the Price Band, Retail Individual Bidders who had Bid at Cut-off Price could either (i) revise their Bid or (ii) shall make additional payment based on the cap of the revi....
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....d Minimum Bid Maximum Bid QIBS Up to[ ] Equity Shares. Up to 50% of the Issue shall be Allotted to QIB Bidders. However, at least 5% of the Net QIB Portion shall be available for allocation proportionately to Mutual Funds only. Mutual Funds participating in the 5% reservation in the Net QIB Portion will also be eligible for allocation in the remaining QIB Portion. Unsubscribed portion in the Mutual Fund reservation will be added to the Net QIB Portion. Proportionate as follows: (excluding the Anchor Investor Portion) (a) [] Equity Shares shall be allocated on a proportionate basis to Mutual Funds only, and (b) [] Equity Shares shall be allotted on a proportionate basis to all QIBS including Mutual Funds receiving allocation as per (a) above. [] Equity Shares may be allocated on a discretionary basis to Anchor Investors Such number of Equity Shares that the Bid Amount exceeds 200,000 and in multiples of [•] Equity Shares thereafter Such number of Equity Shares not exceeding the Issue, subject to applicable limits to the Bidder [] Equity Shares and in multiples of [•] Equity Shares ther....
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....l banks, Mutual trusts, sub-accounts of Fils, which are Funds, multilateral and bilateral development foreign corporates or foreign individuals. financial institutions, state industrial development corporations, insurance companies registered with the Insurance Regulatory and Development Authority, NIF, provident funds with minimum corpus of 250 million and pension funds with minimum corpus of 250 million in accordance with applicable law and insurance funds set up and managed by army, navy or air force of Union of India and insurance funds setup and managed by the Department of Posts, India. The entire Bid Amount less discount, if any, shall be payable at the time of submission of Bid cum Application Form to the members of the Syndicate. In case of ASBA Bidders, the SCSB shall be authorized to block such funds in the bank accounts that are specified in the ASBA Bid cum Application Form. Page 10 of 11 COMMON BID REVISION FORM LOGO TO, GBi Address: à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥....