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Simplification of Account Opening Kit

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Full Text of the Document

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....oker/ depository participant is required, in terms of SEBI circulars: (a) No. MIRSD/ SE /Cir-19/2009 dated December 3, 2009, (b) No. CIR/MIRSD/16/2011 dated August 22, 2011, and (c) No. CIR/MIRSD/12/2013 dated December 04, 2013, to provide a copy of the following standard documents, which are part of the account opening kit,to the clients: a. Rights & Obligations of stock broker, sub-broker and ....

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Full Text of the Document

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.... opening form. In case the documents are made availablein electronic form, stock broker/ depository participant shall maintain logs of the same. 3. It is also reiterated that stock exchanges / depositories / stock brokers/ depository participantsshall continue to make the aforesaid documents available on their website and keep the clients informed about the same. 4. Necessary steps shall be take....