Revised Disclosure Formats under SEBI (Prohibition of Insider Trading) Regulations, 2015
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....24th, 2015, revised formats (Form A to Form D) are issued as annexed with this circular. The other conditions of the Circular dated May 11, 2015 shall remain unchanged. 3. All stock exchanges are advised to: a. Put in place adequate systems and issue the necessary guidelines for implementing the above decision. b. Make necessary amendments to the relevant bye-laws, rules and regulations as applicable for the immediate implementation of the above decision. c. Bring the provisions of this circular to the notice of the listed companies/issuers and disseminate the same on their respective websites. 4. This circular is being issued in exercise of the powers conferred under Section 11 (1) of the SEBI Act 1992 and under regulations ....
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....lation coming into force Open Interest of the Option Contracts held as on the date of regulation coming into force Contract Specifications Number of units (contracts * lot size) Notional value in Rupee terms Contract Specifications Number of units (contracts * lot size) Notional value in Rupee terms 6 7 8 9 10 11 Note: In case of Options, notional value shall be calculated based on premium plus strike price of options Name & Signature: Designation: Date: Place: ******* FORM B SEBI (Prohibition of Insider Trading) Regulations, 2015 [Regulation 7 (1) (b) read with Regulation 6(2) - Disclosure on becoming a director/KMP/Promoter] Name of the company: _________________________....
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....* lot size) Notional value in Rupee terms 7 8 9 10 11 12 Note: In case of Options, notional value shall be calculated based on premium plus strike price of Options Name & Signature: Designation: Date: Place: ****** FORM C SEBI (Prohibition of Insider Trading) Regulations, 2015 [Regulation 7 (2) read with Regulation 6(2) - Continual disclosure] Name of the company: ________________________________ ISIN of the company: ________________________________ Details of change in holding of Securities of Promoter, Employee or Director of a listed company and other such persons as mentioned in Regulation 6(2). Name, PAN, CIN/DIN, & address with contact nos. Category of Person (Pr....
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....e) 15 16 17 18 19 20 21 Note: In case of Options, notional value shall be calculated based on Premium plus strike price of options. Name & Signature: Designation: Date: Place: ****** FORM D (Indicative format) SEBI (Prohibition of Insider Trading) Regulations, 2015 Regulation 7(3) - Transactions by Other connected persons as identified by the company Details of trading in securities by other connected persons as identified by the company Name, PAN, CIN/DIN, & address with contact nos. of other connected persons as identified by the company Connect ion with company Securities held prior to acquisition/disposal Securities acquired/Disposed Securities held post acquisition/dispo....
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