Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....ation/renewal to act as Debenture Trustees are required to apply as per the amended Form A of the SEBI (Debenture Trustees)(Amendment) Regulations, 2000. Please find enclosed a copy of the government gazette. Please acknowledge the recipt. Yours faithfully, P.R. RAMESH Division Chief SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th February, 2000 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEE)(AMENDMENT) REGULATIONS, 2000 S.O. 135(E) - In exercise of the powers conferred by sub-section (1) of Section 30 of the Securities and Exchange Board of India, Act, 1992 (15 of 1992) the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Debenture Trustees) R....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....s of branch offices (in India) of the applicant, if any : 1.5 Whether any other application under Securities and Exchange Board of India Act, 1992 has been made for grant of certificate, if so, details thereof: 1.5 (a) Whether the applicant or its Director/s or partner/s is a partner or proprietor or promoter/s or director/s in any of its associate/group company /concern or any company/concern which is also registered with SEBI under any of its Regulations, and if so, details thereof; Name of the company/ Concern Category registered , SEBI Regn. No. Any warning given/ penal action taken/ investigation/ enquiry initiated /pending 1.6 In case the applicant is a Bank or an NBFC, any warning/action taken by RBI. 2. ORGANISATION STRUCTU....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....ar prior to the preceeding year of current year Preceeding year Current year (a) Paid-up capital (b) Free reserves (excluding revaluation reserves) (c) Total (a) + (b) (d) Loans (Details) (e) Net profit (i) General (ii) Specific 5.2 Deployment of Resources (a) Fixed Assets (b) Plant & Machinery and office equipment (c) Investments (Details should be given separately) (d) Others 6.0 OTHER INFORMATION 6.1 Name and Address of the principal bankers 6.2 Name and Address of the auditors (internal, external and tax auditor, if any, as applicable) 6.3 Indicate involvement in any offence relating to economic offences (including those concerned with the securities market)in the last three years, if any. 6.4 Any significant awards ....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....ture issue of any company. DECLARATION THIS DECLARATION MUST BE SIGNED BY PRINCIPAL OFFICER/S. I/We hereby apply for GRANT OF CERTIFICATE OF REGISTRATION by the Board. I/We warrant that I/We will carryout my/our duties in accordance with the Act, Rules and Regulations. I/We state that I/We have truthfully and fully answered the questions above and provided all the information which might reasonably be considered relevant for the purposes of my/our grant of Certificate for registration and I/We will promptly notify the Board of any changes in the information during the period that my/our registration is being considered and if my/our registration is accepted, thereafter. I/We understand that misleading or attempting to mislead the Board....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....plicant has submitted all the quarterly reports. 6. Any warning given/penal action taken against the applicant. 7. Whether the applicant has paid the fees due to SEBI in the last 3 years. Give details of payment. 8. Details of public/rights issue for which the applicant acted as Trustees in the last 3 years. 9. In case of any defaults, specifically state the action the applicant has taken to protect the interest of debenture-holders and whether penal interest has been paid to the debenture holders. (a) List of debenture issues for which the applicant was acting as Debenture Trustees under earlier registration where defaults by the issuers in terms of delays/non-payment of interest /principal have occurred. Company Details of Issue D....