Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000

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....17 February, 2000. Hence forth, all applicants desiring to seek registration/renewal to act as Debenture Trustees are required to apply as per the amended Form A of the SEBI (Debenture Trustees)(Amendment) Regulations, 2000. Please find enclosed a copy of the government gazette. Please acknowledge the recipt. Yours faithfully, P.R. RAMESH Division Chief   SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th February, 2000 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEE)(AMENDMENT) REGULATIONS, 2000 S.O. 135(E) - In exercise of the powers conferred by sub-section (1) of Section 30 of the Securities and Exchange Board of India, Act, 1992 (15 of 1992) the Board hereby makes the follo....

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....3 Address of the applicant for correspondence Pin code : Telephone No : Telex No : Fax No : Email : Name of the Compliance officer:  Designation Telephone 1.4 Address of branch offices (in India) of the applicant, if any : 1.5 Whether any other application under Securities and Exchange Board of India Act, 1992 has been made for grant of certificate, if so, details thereof: 1.5 (a) Whether the applicant or its Director/s or partner/s is a partner or proprietor or promoter/s or director/s in any of its associate/group company /concern or any company/concern which is also registered with SEBI under any of its Regulations, and if so, details thereof; Name of the company/ Concern  Category registe....

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....nication equipment, Furniture & Fixtures, other communication facilities etc.) (For point no. 3.1 and 3.2, please mention the infrastructure for debenture trustee activity separately) 4. BUSINESS PLAN (FOR THREE YEARS) a) History, Major achievements and present activity 5. FINANCIAL INFORMATION 5.1. Capital Structure (Rs. In lakhs)   Year prior to the preceeding year of current year Preceeding year  Current year (a) Paid-up capital       (b) Free reserves (excluding revaluation reserves)       (c) Total (a) + (b)       (d) Loans (Details)       (e) Net profit       (i)....

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....benture issue, size of debenture issue, when trust deed is signed, remuneration/fee received.) 8.2 Details where applicant has resigned as Debenture Trustee or have discharged therefrom, give full details and reasons therefore. 8.3 In case of resignation or discharge as the case may be whether the applicant has vacated the office before the appointment of successor. If so, give reasons and full details. 8.4 Whether the applicant has ensured that security has been created in the stipulated time in respect of debentures it acted as Debenture Trustee. 8.5 Whether the applicant has taken steps like appointment of nominee directors in case of the debenture issue of any company.   DECLARATION THIS DECLARATION MUST BE SIG....

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....se of application for renewal of registration) 1. Whether the applicant has complied with the terms and conditions mentioned in the registration letter? 2. Whether the applicant has complied with the SEBI (Debenture Trustee) Rules and Regulations and the guidelines issued by SEBI from time to time. 3. Whether any of associate/group company of the applicant is also registered with SEBI under any Regulations, and if so the following details are to be furnished; Name of the company/ concern SEBI Regn. No. Any warning given/penal action taken /investigation/enquiry initiated/pending 4. Whether any investigation/ enquiry has been initiated/ is pending against the applicant. 5. Whether the applicant has submitted all the q....