The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

.... Venture Capital Funds (VCFs) Association of Mutual Funds in India (AMFI) Dear Sirs, Subject: The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011. 1. As you are aware, SEBI simplified the account opening process for investors vide Circular No. CIR/MIRAD/16/2011 dated August 22, 2011. Further, SEBI vide circular MIRSD/SE/Cir-21/2011 dated October 05, 2011 iss....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

.... has done KYC with a SEBI registered intermediary, he need not undergo the same process again with another intermediary. 4. Accordingly, SEBI has formulated the KYC Registration Agency (KRA) Regulations, which have been notified vide notification no. LAD-NRO/GN/2011-12/29/36772 dated December 2, 2011 (copy enclosed). The Regulations cover the registration of KRAs, functions and responsibilities o....