Unregistered company operation: prosecution pursued for noncompliance with company law and investigations shared with enforcement agencies.
Unregistered companies operating without incorporation under company law were investigated and identified for non compliance, leading to directions to file prosecutions and sharing of investigation reports with other enforcement and regulatory agencies to enable coordinated action; one entity has had prosecution instituted under company law provisions relating to unlawful corporate activity.

Investor complaint redressal ensures company accountability and prosecution for non-compliance under Companies Act provisions.
Investor complaints are forwarded to companies for remedial action, with failure to redress or statutory violations leading to proceedings under the Companies Act; forum meetings of complainants and company representatives facilitate negotiated resolution, while inspections, investigations, and prosecutions address alleged illegal corporate activity.

Strengthening corporate governance increases board, director and auditor duties, boosts disclosures and investor protection with registrar enforcement.
The Companies Act, 2013 strengthens corporate governance by enhancing Board and committee responsibilities, mandating broader stakeholder disclosures, introducing Independent Directors with stricter independence norms, and tightening auditor independence and accountability; notified rules operationalise these reforms and Registrar of Companies offices are empowered to initiate action for violations.

Companies Act enforcement: prosecutions and penalties enforced, and SFIO prosecutions yielding convictions and director sentences.
Enforcement under the Companies Act comprised year wise prosecutions by Registrars of Companies with penalties imposed and recovered, alongside SFIO criminal complaints filed in courts; SFIO prosecutions yielded a limited number of convictions with fines and director custodial sentences, as reported by the Minister of Corporate Affairs.