Action on inspection or investigation reports permits appropriate measures under securities laws and other applicable law. Action on inspection or investigation reports permits the Board, after considering such reports, to take measures it considers fit and appropriate. ... Summary
Action on inspection or investigation reports permits appropriate measures under securities laws and other applicable law.
Action on inspection or investigation reports permits the Board, after considering such reports, to take measures it considers fit and appropriate. Available measures include action under securities laws or any other law in force, enabling a regulatory response to matters identified through inspection or investigation.
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