Certificate surrender requires portfolio managers discontinuing their activity to apply and comply with prescribed conditions for relinquishing registration. A portfolio manager intending to discontinue portfolio-management activity must apply to the Board for surrender of its certificate of registration. The ... Summary
Certificate surrender requires portfolio managers discontinuing their activity to apply and comply with prescribed conditions for relinquishing registration.
A portfolio manager intending to discontinue portfolio-management activity must apply to the Board for surrender of its certificate of registration. The surrender process must follow the manner and conditions specified by the Board, requiring formal compliance for relinquishing registration.
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