Advertising ratings and rankings require verified, comparable assessments and investor disclosures before regulated entities promote their services. Regulation 16N permits regulated entities to use only ratings or rankings assigned by a Past Risk and Return Verification Agency in advertisements. The ... Summary
Advertising ratings and rankings require verified, comparable assessments and investor disclosures before regulated entities promote their services.
Regulation 16N permits regulated entities to use only ratings or rankings assigned by a Past Risk and Return Verification Agency in advertisements. The advertisement must explain the rating or ranking, or provide website details enabling investors to access its meaning and methodology, and must state that it is only one factor when choosing services. Ratings or rankings must derive from a study or survey covering all relevant market participants in the concerned category to ensure comparability and objectivity.
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