Advertising compliance requires fair disclosures, visible example disclaimers, no trading inducements, and action against unauthorised third-party promotions. Regulation 16L requires advertisements by regulated entities to be true, fair, accurate, complete and unambiguous, with clear disclosures for examples, ... Summary
Advertising compliance requires fair disclosures, visible example disclaimers, no trading inducements, and action against unauthorised third-party promotions.
Regulation 16L requires advertisements by regulated entities to be true, fair, accurate, complete and unambiguous, with clear disclosures for examples, statistical data, graphs and charts. It prohibits misleading presentation, exploitation of investor inexperience, excessive complex language, and incentives for trading, service use, account activation, investments or mobile application downloads. Suspended entities cannot advertise. Unauthorised third-party advertisements require action within seven days, reporting to the supervisory body, and prominent website disclosure of the incident and action taken.
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