Non-advertisement communications remain exempt when educational, factual, client-responsive, or regulatory and free from product promotion or solicitation. Regulation 16J excludes educational, factual, regulatory, client-responsive and other specified non-promotional communications from advertisement ... Summary
Non-advertisement communications remain exempt when educational, factual, client-responsive, or regulatory and free from product promotion or solicitation.
Regulation 16J excludes educational, factual, regulatory, client-responsive and other specified non-promotional communications from advertisement classification. Educational communications require minimal incidental branding, no promotional call-to-action or inducement, and post facto reporting where supported by earmarked education and awareness funds. Research shared with existing clients or investors must not claim entity performance. Any communication promoting products or services, or soliciting interest in them, is treated as an advertisement.
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