Merchant banker registration applications require additional information, clarification, and personal representation when necessary for regulatory consideration. Registration of merchant bankers permits the Board to require an applicant to furnish further information or clarification on matters relevant to ... Summary
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Merchant banker registration applications require additional information, clarification, and personal representation when necessary for regulatory consideration.
Registration of merchant bankers permits the Board to require an applicant to furnish further information or clarification on matters relevant to merchant-banking activity. If required, the applicant or its principal officer must appear for personal representation. These requirements form part of the application-disposal process and enable examination of relevant matters before the application is determined.
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